Senior-led risk & compliance advisory
Quality over quantity. Advice you can trust.
Navigo Partners helps regulated financial services firms, including FCMs and broker-dealers, build stronger compliance frameworks and respond confidently to regulatory challenges.
Our clients work directly with experienced advisers who understand how their business operates—not just what the rulebook says.
Get In Touch
Discuss your compliance challenge with an experienced adviser.
Meet our leadership
Learn more about the people behind our advice.
Focused expertise
Senior attention, not volume delivery
We choose our mandates carefully so each client receives experienced guidance, practical judgment and the attention their situation deserves.
25+
Years of senior compliance experience, Founder Tracy Hetherington brings more than 25 years of experience in senior compliance roles.
6+
Areas of support, Compliance advisory, policies and procedures, crisis management, and training and systems and more.
1
Relationship-led standard. Advice shaped around your business model, your risks and your regulatory responsibilities.
Our philosophy
Built on experience. Defined by trust.
Quality over quantity
“We take on work carefully so every client receives the time, judgment and experienced attention their situation deserves.”
Understand the business
We begin with how your firm operates, the risks it faces and the controls it needs.
Make compliance practical
We translate regulatory obligations into policies, training and systems that work day to day.
Be there when it matters
We provide steady, experienced support when regulatory concerns or findings need attention.
Our leadership
Meet the people you will work with
Navigo is led by experienced professionals across compliance, law, regulatory matters and operations. Select a profile to learn more about their experience and areas of focus.
OUR APPROACH
How we work with you
1.
Start with a conversation
Tell us what your firm is facing, whether you are strengthening compliance arrangements or responding to a regulatory concern.
2.
Understand your business
We look at your business model, activities and responsibilities so our advice reflects how your firm actually operates.
3.
Identify the key risks
We assess the relevant controls, policies, systems or issues and focus attention where it matters most.
4.
Set a practical direction
We recommend clear, proportionate actions rather than offering generic or off-the-shelf compliance answers.
5.
Put guidance into practice
We support implementation through policies, training, systems, controls or regulatory response work, depending on your needs.
6.
Stay alongside your firm
Where ongoing support is needed, we help your compliance arrangements remain effective as your business and obligations evolve.
OUR APPROACH (Shorter Version)
How we work with you
1.
Start with a conversation
Share the compliance challenge or regulatory concern your firm is facing.
2.
Understand your business
We learn how your firm operates before advising on what it needs.
3.
Identify the risks
We focus on the controls, gaps or obligations that matter most.
4.
Define the response
Receive clear, practical recommendations tailored to your situation.
5.
Support implementation
Put advice into action through policies, training, systems or remediation.
6.
Build lasting confidence
Keep your compliance arrangements effective as your business develops.
Let’s talk it through
Discuss your compliance challenge with us
Whether you are strengthening your compliance framework, preparing your people or responding to a regulatory concern, speak with an experienced adviser about the support your firm may need.